Find key information for shareholders in 4D pharma plc

Registered office

4D pharma plc
9 Bond Court
Leeds LS1 2JZ

For all enquiries please contact ir@4dpharmaplc.com


Share information

There are 131,392,242 ordinary shares in issue. There are no ordinary shares held in treasury. Therefore, the total number of voting rights in the Company is 131,392,242.

Please view the table below for the interests of shareholders of 3% or more which have been notified to the Company.

Insofar as the Company is aware, the percentage of the Company’s issued ordinary shares that is not in public hands is 45.84%. 1

There are no restrictions as to the transfer of ordinary shares.


Major shareholders

Ordinary shares held %
4D pharma plc Directors and related holdings 25,550,506 19.45%
South Ocean Capital Management LLC and connected parties 18,242,880
 13.88%
Hargreaves Lansdown Asset Management 16,442,810 12.51%
Merck & Co. 7,661,000 5.83%
Interactive Investor Trading 5,739,691 4.37%
Barclays Bank 5,259,171 4.00%
Richard Griffiths and controlled undertakings 5,109,280 3.89%
Halifax Share Dealing 4,336,873 3.30%
Lansdowne Partners 4,212,388 3.21%

This information was last updated as of 9 September 2020.


1 Shares not in public hands are defined as those held by 4D pharma plc Directors and related holdings and substantial shareholders of ≥10%


Meetings and voting

Advisers and registrars

Nominated adviser and joint broker

N+1 Singer
1 Bartholemew Lane
London
EC2N 2AX

Joint broker

Bryan Garnier & Co. Limited

Beaufort House

15 St. Botolph Street

London EC3A 7BB

Auditor

RSM UK Audit LLP
3 Hardman Street
Manchester M3 3HF

Registrar

Link Asset Services
The Registry
34 Beckenham Road
Beckenham
Kent BR3 4TU

All enquiries concerning your shareholding should be directed to the Company's Registrar, Link Asset Services. During this challenging time, extra pressure is being put on telephone services.
Therefore, to help those shareholders who need it the most, please can we encourage you to make use of the online Share Portal.
To access your shareholding via the Share Portal click here. The Share Portal contains a help centre full of useful information and answers to frequently asked questions, which can be accessed without needing to login first. To access and view specific information on your shareholding you will need to login first. If you have forgotten your username or password then click on the forgotten username or password links. New users will first need to register; you only need 3 pieces of information – your surname, postcode and investor code. Your investor code is a unique number that you will have received on previous communications from Link, such as share certificates or dividend tax confirmations. Once you are logged in you will be able to self-service with ease.
If you do need to call the helpline Link's agents will be available for you to speak to; it may just take a little longer to get through than normal.

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